PRESTON SMITH - IIROC
Enforcement Notice Decision
MBC Law Professional Corporation is investigating potential claims against Mr. Preston Smith, a financial advisor, licensed as a dealing representative in Calgary, Alberta working with Richardson GMP Limited.
We encourage clients of Mr. Smith and Richardson GMP Limited to contact our office for further information about our inquiries into potential claims.
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As well, feel free to speak to Harold Geller at 613-564-3009 or by email firstname.lastname@example.org
Investors may be entitled to compensation where they have lost money further to negligent investment advice, for example if they investments in:
MBC’s investigation relates to the settlement agreement and decision published by the Investment Industry Regulatory Organization of Canada on April 23, 2019.